Faculty
Working Experience
2017- Current: Assistant Professor（Tenure Track）, Department of Finance, College of Business, Southern University of Science and Technology
2015-2017: Post-Doctor, China Securities Regulatory Commission (CSRC)
Education Background
2010-2014: Ph.D. in Finance, Business School, The Chinese University of Hong Kong
2003-2006: M.A., School of Economics and Management, Tsinghua University
1999-2003: B.Sc., Information Management and System, Peking University
2000-2003: B.E., China Center for Economic Research, Peking University
Research Interest
China Finance, Empirical Asset Pricing, Bond Market, FinTech
Publication
China's GDP at risk: The role of housing prices [J] (with Yuan Wang, Licheng Zhang, Xueying Zhang) 2024, The Journal of Finance and Data Science
Impact of Financial Crisis on Corporate Bond Issuance [J] (Coastal Enterprises and Science & Technology，Magazine sponsored by Guangxi Academy of Social Sciences，2023(12))
A Review of Price Linkage and Information Spillover Between the Stock and Bond Markets [J]（Financial Market Research, 2023(08): 129-139. Supervised by the People's Bank of China, organized by the China Association of Interbank Market Dealers (CAIMD), Class A academic journal.)
Management Equity Incentive Announcements and Bond Market Reaction[J/OL] (Securities Market Herald:1-8[2023-05-15]. CSSCI)
Is Perfecting the Bond Covenant a Cocoon? Based on the Speed of Capital Structure Adjustment. (Collected Essays on Finance and Economics, 2024, CSSCI Forthcoming)
Annual Report of China’s Securities Market Regulation (with Liang Wu, Guang Yang, Bangkun An), 2016, in Bin Hu (eds), Annual Report on China’s Financial Supervision and Regulation (2015), CASS: Social Sciences Academic Press (China)
2012 Asia Bank Competitiveness Report (with Xiaolei Zha, Lin Xu), 2013, 21st Century Business Herald
Government Report
Green Asset Securitisation and Economic Growth, Securities Market Special Report (SEC Report), 2016, forward to the State Council and Ministries of Administration
Transformation of Underlying Assets in Global ABS Market, CSRC Political Research Bulletin, Issue 31 (350), 2016, forward to the SEC, Ministries of Administration, Stock Exchanges and Financial Institutions
Working Paper
M&A and Bond Market Reactions: Evidence from Acquirers. With Xueying Zhang, Xiaoran Kong, Junyi Dong）
Investor's Interest Rate Risk Exposure: Evidence from Corporate Bond Mutual Fund Flows.（with Jing-zhi Huang,Yuan Wang, Licheng Zhang,Xiangkun Yao）
The Relationship Between FinTech Development and Economic Growth: Evidence from Panel Data in China.（with Xiaotong Du, Licheng Zhang, Jiaming Zhang）
The Impact of Copyright Sharing on the Success of Non-Fungible Tokens. (With Daning Hu、Cheng Tao)
Management Equity Incentives and Bond Credit Spread: Evidence from Listed Companies in China. (With Xueying Zhang, Duowen Wu)
Academic Conference
Investor's Interest Rate Risk Exposure: Evidence from U.S. Mutual Fund Flows. 2022 Five-Star Workshop in Finance, The 18th Conference on Asia-Pacific Financial Markets, 2023 New Zealand Finance Meeting, The 5th PHBS-CUHKSZ Economics and Finance Workshop, The 23rd China Economics Annual Conference
The Impact of Copyright Sharing on the Success of Non-Fungible Tokens. CSIAM 2023, CNAIS 2023, CSWIM 2023 (The 16th China Summer Workshop on Information Management),2022 SIG BIT workshop
Research Fund
Asset Pricing and China's Financial Stability (PI), Y01246111, Shenzhen Peacock Programme, 2020-2025
Bond Covenants and Corporate Governance: Evidence from Listed Companies in Guangdong Province (PI), 2023WTSCX078, Department of Education, Guangdong Province, 2023-2025
SusTech Research Center of FinTech and Financial Innovation (Co-PI), 2022SZ1028, Shenzhen Academy of Social Sciences, 2022-2024
Honor
Best Paper Award, CSIAM Annual Meeting of the Specialized Committee on Financial Technology and Algorithms (2023)
Best Paper Award, Local Finance Forum (2023)
Excellent Residential College Mentor Award, Southern University of Science and Technology , 2022-2023
Silver Level Mentor, Zhiren College, Southern University of Science and Technology, 2020-2021
Second Place Award, The 3rd SUSTech Teaching Competition for Young Teachers, SUSTech, 2018
Shenzhen Overseas High-level Talents（The Peacock Programme), 2017-2022
Ph.D. full scholarship, The Chinese University of Hong Kong, 2010-2013
Guanghua Scholarship, Tsinghua University, 2004
Outstanding Graduate, Peking University, 2003
National Scholarship, Peking University, 2002
Excellent Academics Award, Peking University, 2002
Canon Scholarship, Peking University, 2001
Excellent Academics Award, Peking University, 2001
Teaching Experience
Introduction of Financial Investments, SUSTech, Fall 2018, Spring 2019, Fall 2019, Fall 2020, Fall 2023
China Economics and Finance, SUSTech, Spring 2018, Spring 2019, Spring 2021, Spring 2022, Spring 2023
Methodology of Empirical Finance, SUSTech, Spring 2015
Financial Accounting, SUSTech, Fall 2014-15, Fall 2017
Corporate Finance, SUSTech, Spring 2017
Student Mentorship
CFA Institute Research Challenge, Shenzhen Local Final (2017-2023): 2022-2023(Final Top 8, Best PPT), 2021-2022(Final Top 8), 2020-2021(Final Second Runner-Up), 2019-2020 (Final Champion, Top 5 in Asia-Pacific Area), 2018-2019 (Final Top 8), 2017-2018 (Final Top 8)
Guangdong Climbing Program 2023: Investment Strategy based on ESG Default Prediction Model in China's Credit Bond Market, Ziqi Gao
Guangdong Climbing Program 2020：Innovation and Entrepreneurship in High-Level Science and Technology Universities, Chao Li
Email: lipp@sustech.edu.cn
Homepage: http://faculty.sustech.edu.cn/lipp/